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Branch Office Manager
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Not Disclosed
Salary: 100K
|
USA-NJ-Jersey City |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
21 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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USA-NJ-Jersey City |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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Not Disclosed
Salary: 100k base
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USA-NJ-Jersey City |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
23 Nov |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
23 Nov |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
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USA-NY-New York City |
22 Nov |
| AML - Surveillance Manager - Financial Services Company |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
|
USA-NY-New York City |
22 Nov |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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Sigma Global Services
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Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
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USA-NJ-Wayne |
22 Nov |
| Sigma Global Services - Pharmaceutical Company |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
21 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
|
USA-NY-New York City |
21 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Banking Policies and Procedures Writer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
21 Nov |
| See job description below |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
|
USA-NY-New York City |
21 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
21 Nov |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Assistant General Counsel
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Capital Market Services,...
Salary: Competitive
|
USA-NY-New York City |
20 Nov |
| Responsible for all legal and compliance aspects of the organization, including but not limited to monitoring and managing al... |
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Financial Analyst
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Proskauer Rose LLP
Salary: 80,001 - 150,000
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USA-NY-New York City |
20 Nov |
| Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of clients across th... |
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Corporate Technology Counsel (R5230)
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BarkerGilmore LLC
Salary: Base & Bonus
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USA-NJ-Plainfield |
20 Nov |
| Rapidly growing privately held technology company seeks Technology Counsel. |
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|
Chief Compliance Officer (CCO)
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Not Disclosed
Salary: $150,000 - $250,000
|
USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance, the Chief Compliance Officer (CCO) will be responsible for providing Compliance o... |
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Private Investment Firm seeking Tax Counsel
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Green Key Resources LLC
Salary: $180K-$400K
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USA-NY-New York City |
20 Nov |
| Private Investment Firm seeking Tax Counsel
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Deputy Director of Anti Money Laundering (AML) Compliance
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Not Disclosed
Salary: $150,000 to $300,000
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USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance the Deputy Director of Anti Money Laundering (AML) Compliance will act as an overa... |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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|
U.S. Commodities Regulatory Compliance Manager Needed
|
Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
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|
Helpdesk Analyst
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NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
|
USA-NY-New York City |
19 Nov |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
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SENIOR BROKERAGE ATTORNEY
|
Not Disclosed
Salary: BASE PLUS BONUS
|
USA-NY-New York City |
19 Nov |
| FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT |
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Derivatives Attorney | Fixed Income
|
Not Disclosed
Salary: PIMCO offers a comprehens...
|
USA-NY-New York City |
18 Nov |
| Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading related agreements... |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
|
USA-NY-New York City |
18 Nov |
| NYC Multi-strategy fund seeking General Counsel |
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|
E-mail Compliance Business Manager
|
Not Disclosed
Salary: Very Competitive for Seni...
|
USA-NY-New York City |
18 Nov |
| Our Client is the leading global provider of financial data, news and analytics. The Our Client's professional and media serv... |
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|
New Account/Compliance Specialist
|
Not Disclosed
Salary: Hourly Rate
|
USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
|
|
Head of Compliance
|
AC Lion
Salary: Salary + Bonus
|
USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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